Compliance Analyst

Be part of a socially responsible organization

Addenda Capital is an asset management firm where investing is as much about fostering the creation of sustainable wealth as it is about shaping the future. Recognized as a Canadian leader in sustainable investing, Addenda manages over $40 billion in strategies focused on fixed income securities, equities, commercial mortgages, and balanced mandates. However, Addenda is not like any other asset management firm.

Our approach is built on a team of forward-thinking investment professionals dedicated to identifying emerging trends and transforming current challenges into investment opportunities. Since every client is unique, we strive to design investment solutions tailored to their specific needs.

In total, we employ over 170 people across our headquarters in Montreal and our offices in Toronto, Guelph, and Regina. We have adopted a hybrid work model that promotes a balance between work and personal life, as well as a sense of collegiality that sets us apart in the workplace.

The Professional Services sector: Inter-team collaboration for the benefit of the client.

Do you want to deploy your expertise and talents in the service of our clients? Collaboration is at the heart of professional services, and your contribution will be essential to Addenda Capital's long-term success. We need you.

Reporting to the Chief Compliance Officer and Chief Risk Officer, as a member of the Compliance & Risk team, you will work collaboratively with team members to implement the firm's compliance program, monitor the regulations it is subject to, and various projects.

Your responsibilities

• Conduct regulatory surveillance and review applicable changes;
• Participate in the development and revision of Addenda's internal policies;
• Draft and update internal documentation, including all policies and procedures related to compliance, required under various securities regulations;
• Contribute to the review of business development and marketing materials, ensuring a compliance perspective is maintained before publication;
• Participate in due diligence for new and existing service providers;
• Collaborate on the implementation of anti-money laundering regulations;
• Collaborate on operational risk management projects.

Your profile

• Bachelor's degree in administration, finance, accounting, law, or any other relevant discipline or combination of disciplines;
• Three (3) to five (5) years of relevant professional experience in a similar role;
• In-depth knowledge of the asset management sector and its operations;
• Experience interacting with third parties, regulators, or auditors;
• In-depth knowledge of multiple regulations governing the investment markets (NI 31-103, NI 81-102, LRPCFAT, FATCA, CRS, etc.).

What sets you apart

• You have the ability to complete assignments under tight deadlines and can work on multiple files simultaneously;
• You demonstrate initiative, creativity, and the ability to work both independently and in a team, as well as with individuals at different hierarchical levels;
• You exhibit rigor and organization, and have an analytical and synthesizing mind;
• You demonstrate tact and diplomacy while being able to communicate your messages clearly;
• You have strong ethical principles and an understanding of the ethics of financial markets;
• You are proficient in both French and English, both written and spoken (English is required for daily functions).

Are you genuinely interested in this position and do you meet most of the requirements? Apply without delay! We encourage diversity and exchange, creating and maintaining a workplace that is inclusive, equitable, and accessible, fostering collaboration. Showcase what makes your profile unique and how you will make a difference in the great team at Addenda Capital!